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Back to ChaptersChapter 2

Certification and Documentation

Certificates, class records, and statutory documentation — 28 questions

CD-01

Walk me through the vessel's Cargo Ship Safety Construction, Safety Equipment, and Safety Radio Certificates - can you show me they're all current and match the ship's actual configuration?

What the inspector looks for
Objective

Statutory Safety Certificates — SOLAS safety certificate pack

What the Inspector Expects
  • Confirms each certificate was properly issued following the relevant initial, renewal, or periodical survey under SOLAS I/8-I/10
  • Establishes whether the certificates are held separately or combined into a single Cargo Ship Safety Certificate, and that the correct form is carried
  • Checks the attached Record of Equipment (Form C/E/R) actually matches the life-saving, fire-fighting, and radio equipment fitted onboard, not just what was fitted when first issued
  • Verifies certificate header data (IMO number, GT, engine power) is consistent across all three certificates
  • MasterChief OfficerChief Engineer
    CD-02

    Can you show me the International Load Line Certificate and confirm the freeboard marks painted on the hull actually match what's certified?

    What the inspector looks for
    Objective

    Statutory Safety Certificates — Load Line certificate validity

    CD-03

    Show me the International Ship Security Certificate and the Continuous Synopsis Record - do the entries actually reflect the vessel's current flag, owner, and ISM/ISPS managers?

    What the inspector looks for
    Objective

    Statutory Safety Certificates — ISSC and CSR verification

    CD-04

    If a statutory certificate is due to expire while the vessel is at sea, walk me through how the Administration authorizes an extension and what paperwork proves it's valid.

    What the inspector looks for
    Objective

    Statutory Safety Certificates — Certificate expiry sea extension

    CD-05

    Show me the IOPP Certificate and confirm the oily-water separator, oil discharge monitoring equipment, and the certificate's supplement actually match what's fitted and operational.

    What the inspector looks for
    Objective

    Pollution Prevention Certificates — IOPP certificate and equipment

    CD-06

    Can you show me the IAPP Certificate together with the EIAPP Certificate for each diesel engine, and explain how the vessel's EEXI and CII documentation ties into it?

    What the inspector looks for
    Objective

    Pollution Prevention Certificates — IAPP, EIAPP and EEXI/CII

    CD-07

    Where's the Ballast Water Management Certificate, and how do you demonstrate the vessel's actual ballast water treatment operation matches what's approved on it?

    What the inspector looks for
    Objective

    Pollution Prevention Certificates — BWM certificate and plan

    CD-08

    Show me the International Sewage Pollution Prevention Certificate and the sewage treatment plant's Type Approval - does what the crew can demonstrate operationally match what's on the record?

    What the inspector looks for
    Objective

    Pollution Prevention Certificates — ISPP sewage certificate check

    CD-09

    For this chemical or gas carrier, walk me through the Certificate of Fitness and how the list of products you're actually authorized to carry matches what's on the manifest.

    What the inspector looks for
    Objective

    Pollution Prevention Certificates — Certificate of Fitness products list

    CD-10

    Show me the Certificate of Class and the vessel's survey status report from the classification society's own system - is everything actually current, or are there items overdue that the certificate alone wouldn't reveal?

    What the inspector looks for
    Objective

    Class, Liability and Labour Certification — Class certificate and survey status

    CD-11

    Can you produce the Civil Liability Convention certificate for the oil cargo and the Bunkers Convention certificate, and confirm the named insurer's guarantee is still actually in force?

    What the inspector looks for
    Objective

    Class, Liability and Labour Certification — CLC and Bunkers certificates

    CD-12

    Walk me through the Maritime Labour Certificate and the Declaration of Maritime Labour Compliance Parts I and II - how does the Master demonstrate the ship is actually operating to Part II, not just holding the paperwork?

    What the inspector looks for
    Objective

    Class, Liability and Labour Certification — MLC certificate and DMLC

    CD-13

    Show me the current P&I Club Certificate of Entry and Blue Cards - how do you confirm cover hasn't lapsed mid-policy-year, especially after a change of ownership or management?

    What the inspector looks for
    Objective

    Class, Liability and Labour Certification — P&I entry and Blue Cards

    CD-14

    Walk me through each statutory certificate's survey endorsement history and show me none of the annual or intermediate windows have been missed or endorsed late.

    What the inspector looks for
    Objective

    Survey Status, Conditions of Class and Flag Dispensations — Survey endorsement window compliance

    CD-15

    Are there any outstanding conditions of class on this vessel right now, and how does the ship track them through to closure rather than waiting for the next survey?

    What the inspector looks for
    Objective

    Survey Status, Conditions of Class and Flag Dispensations — Conditions of class tracking

    CD-16

    If I ask your Chief Officer right now what conditions of class or outstanding survey memoranda exist on this ship, are they going to be able to tell me, or does that information only live in the Master's inbox?

    What the inspector looks for
    Objective

    Survey Status, Conditions of Class and Flag Dispensations — Senior officers' condition awareness

    CD-17

    Does the vessel currently operate under any flag State exemption or dispensation, and can you produce the actual authorization letter rather than just referring to it?

    What the inspector looks for
    Objective

    Survey Status, Conditions of Class and Flag Dispensations — Flag State dispensation documentation

    CD-18

    Walk me through whether any statutory or class survey on this vessel has ever been postponed past its due window, and what documentation actually authorized that.

    What the inspector looks for
    Objective

    Survey Status, Conditions of Class and Flag Dispensations — Survey postponement authorization

    CD-19

    For the certificates you're carrying in electronic format, how do you actually verify to me that what's on the screen is authentic and hasn't been altered?

    What the inspector looks for
    Objective

    Certificate Authentication and Expiry Tracking — Electronic certificate authentication

    CD-20

    Show me the expiry-tracking tool the company and the ship both use for these certificates, and tell me who is actually responsible for chasing a renewal before it lapses.

    What the inspector looks for
    Objective

    Certificate Authentication and Expiry Tracking — Certificate expiry tracking system

    CD-21

    Pick any certificate at random - does the GT, IMO number, engine power, and registered owner shown on it actually match the ship's current particulars, or has something changed since it was issued?

    What the inspector looks for
    Objective

    Certificate Authentication and Expiry Tracking — Certificate particulars cross-check

    CD-22

    Show me the consolidated editions of SOLAS, MARPOL, and the ISM and ISPS Codes carried onboard, and confirm they're the current edition with the latest amendments incorporated.

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — Current consolidated code editions

    CD-23

    Which edition of ISGOTT and MEG4 do you have onboard, and how do you make sure the cargo and mooring team is actually working to the current edition rather than what they learned it on years ago?

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — ISGOTT and MEG4 currency

    CD-24

    Whether you're running paper charts or ENCs, walk me through how you prove every chart and nautical publication for the current and next voyage is corrected up to the latest Notice to Mariners, and that the underlying licence hasn't lapsed.

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — Chart and publication correction status

    CD-25

    Take me through the last month of entries in the Oil Record Book and the Garbage Record Book - do the volumes and dates actually reconcile with the deck and engine logs and the remaining-onboard figures?

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — Oil and Garbage Record Books

    CD-26

    Can I see the deck and engine log books for the last completed voyage, and are the entries contemporaneous, or does the handwriting suggest they were written up afterward?

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — Deck and engine log integrity

    CD-27

    Show me the compass error book and the GMDSS radio log - how often is compass error actually being checked and logged, and does the radio log show genuine daily equipment tests?

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — Compass error and radio logs

    CD-28

    How does the ship prove that every SMS procedure in use is the current controlled revision, and what happens to the superseded copy the moment a new one arrives?

    What the inspector looks for
    Objective

    Nautical Publications, Record Books and SMS Document Control — SMS document revision control

    Chapter 1Chapter 3
    What the Inspector Expects
  • Confirms the Load Line Certificate reflects the correct assignment survey outcome under the Load Line Convention and SOLAS I/13
  • Verifies the certificate's stated freeboard and deck line figures physically match the marks painted on the ship's side
  • Checks the annual endorsement has been completed within the permitted window on a certificate valid for up to 5 years
  • Establishes whether any exemption or exception to the assigned load line is documented and still applicable
  • MasterChief Officer
    What the Inspector Expects
  • Confirms the ISSC verification schedule (initial, intermediate between the 2nd and 3rd anniversary, renewal at 5 years) under ISPS Code Part A has been met
  • Establishes that the Continuous Synopsis Record is kept genuinely continuous, with every historical page retained per SOLAS XI-1/5, not reissued from scratch
  • Checks the ISSC, CSR, and approved Ship Security Plan reference consistent Company Security Officer and Document of Compliance details
  • Verifies the CSR was updated promptly after any change of flag, name, owner, or registered ISM/DOC company
  • MasterChief Officer
    What the Inspector Expects
  • Confirms understanding that SOLAS I/14 allows a limited extension only when the ship is not in a port where the renewal survey can be carried out
  • Establishes that any extension must be granted by, or on behalf of, the Administration - never self-declared by the Master
  • Checks that the next full-term certificate is calculated from the original expiry date, not from the date the extension was granted
  • Verifies extensions aren't being used voyage after voyage as a substitute for timely survey planning
  • MasterChief Officer
    What the Inspector Expects
  • Confirms the IOPP Certificate was issued following survey under MARPOL Annex I Reg 7 and carries the correct Form A or Form B supplement for the ship type
  • Verifies the supplement's listed equipment (ODME, 15ppm bilge separator, SBT/CBT/COW arrangements) matches physical nameplates and installed systems
  • Checks the annual and intermediate survey endorsements fall within their permitted windows on the 5-year certificate
  • Establishes that any recent equipment replacement has been reflected in an amended supplement, not left unrecorded
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms IAPP Certificate issuance under MARPOL Annex VI Reg 6, distinct from the per-engine EIAPP Certificate and NOx Technical File required under Annex VI Reg 13
  • Verifies each EIAPP Certificate and Technical File matches the actual engine installed, including after any overhaul affecting NOx-critical components
  • Checks the EEXI Statement of Compliance and SEEMP Part III with the ship's CII rating are held and referenced alongside the IAPP file
  • Establishes that Bunker Delivery Notes show sulphur content consistent with MARPOL Annex VI Reg 14 limits and any fuel changeover log
  • Chief Engineer2nd EngineerMaster
    What the Inspector Expects
  • Confirms the BWM Certificate was issued under BWM Convention Reg E-1 and remains consistent with the approved Ballast Water Management Plan
  • Verifies the installed treatment system's Type Approval Certificate matches the system actually fitted and that D-2 standard compliance is being met
  • Checks the Ballast Water Record Book entries reconcile with the certificate and plan, including any D-1 exchange fallback procedure
  • Establishes crew familiarity with the vessel's specific commissioning date and applicable compliance date under the BWM Convention schedule
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms ISPP Certificate issuance under MARPOL Annex IV Reg 4/5 for a ship of the applicable tonnage or passenger/crew capacity
  • Verifies the sewage treatment plant's Type Approval Certificate matches the unit actually installed
  • Checks crew understanding of the discharge criteria (distance from land, comminuted and disinfected versus untreated) under Annex IV Reg 11
  • Establishes that discharge events are reflected in deck/engine log entries even though Annex IV doesn't mandate a dedicated record book
  • Chief Engineer2nd EngineerMaster
    What the Inspector Expects
  • Confirms the Certificate of Fitness was issued under the IBC Code (chemical) or IGC Code (gas) reflecting the correct ship type classification (1, 2, or 3G/2G etc.)
  • Verifies every product carried appears on the certificate's attached List of Products with the correct carriage conditions and cargo containment requirements
  • Checks the certificate's validity against periodic, intermediate, and renewal survey history, distinct from the vessel's other statutory certificates
  • Establishes that the Cargo/Procedures and Arrangements Manual referenced on the certificate matches the current onboard revision
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms the Certificate of Class is current and free of expired or lapsed conditions
  • Establishes that class survey status (annual, intermediate, special/renewal, docking) is tracked through the society's own portal or reports, not just the face validity of the paper certificate
  • Checks the vessel's survey program follows the harmonized system of survey and certification under SOLAS I/10, aligning statutory and class survey cycles
  • Verifies any overdue continuous machinery survey items, drydocking, or in-water survey obligations are visible and being actioned
  • MasterChief EngineerChief Officer
    What the Inspector Expects
  • Confirms the CLC 1992 certificate is carried where required for tankers over 2000GT carrying persistent oil in bulk as cargo
  • Verifies the Bunkers Convention 2001 certificate is carried for ships over 1000GT, covering bunker oil pollution liability independent of cargo type
  • Checks the named insurer/financial guarantor on each certificate matches the vessel's current P&I entry
  • Establishes the certificate was properly certified by the flag State, not merely issued by the P&I Club itself
  • MasterChief Officer
    What the Inspector Expects
  • Confirms MLC 2006 Title 5 Reg 5.1.3 applicability for ships of 500GT or more on international voyages, requiring both an MLC Certificate and DMLC Parts I and II
  • Verifies the certificate's intermediate inspection, due between the second and third anniversary, has been completed and endorsed
  • Checks the DMLC Part II is specific to the vessel with named responsible persons and actual measures, not generic company boilerplate copied from a sister ship
  • Establishes evidence that the onboard complaint procedure required under MLC Standard A5.1.3 is functioning in practice
  • Masterall crew
    What the Inspector Expects
  • Confirms a valid P&I entry for liability, pollution, and wreck removal risks is held under the correct registered owner/operator named on the Continuous Synopsis Record
  • Verifies the Blue Cards supporting the CLC and Bunkers certificates are current and match the same insurer
  • Checks the certificate reflects the current P&I policy year rather than a carried-over prior year's entry
  • Establishes that the Master or officers don't confuse the P&I Certificate of Entry with Hull & Machinery or War Risk cover during interview
  • MasterChief Officer
    What the Inspector Expects
  • Confirms annual survey endorsements fall within the permitted window (generally three months either side of the anniversary date) under SOLAS I/14
  • Verifies intermediate survey endorsements for MARPOL certificates (IOPP, IAPP) fall within their required anniversary window under the respective Annex
  • Checks endorsements are dated and signed by the surveyor within the actual survey window, not backdated to appear compliant
  • Establishes whether any certificate is currently running on a lapsed window without a documented extension
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Establishes whether class has imposed any Condition of Class with a defined compliance date, distinct from a non-mandatory memorandum
  • Confirms an active tracking mechanism exists onboard and ashore rather than relying on the next scheduled survey to surface the item
  • Checks that an overdue condition hasn't put the vessel at risk of class action such as suspension or withdrawal
  • Verifies corrective work or a class-approved repair plan is actually progressing against each open item
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Establishes that conditions of class and survey memoranda are actively communicated to senior officers, not held only by the Master or ashore by the DPA
  • Checks a handover or briefing mechanism exists so conditions spanning a crew change aren't lost between rotations
  • Verifies senior officers can explain the technical nature of each open item and its target closure date, not just recite a reference number
  • Ties into ISM Code expectations under Section 6 for competence and information flow, and Section 11 for document control
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms any exemption from a SOLAS requirement is granted under SOLAS I/12 by the Administration and is genuinely documented in writing, not verbal understanding
  • Verifies the exemption or dispensation states its scope, conditions, and expiry, and is cross-referenced on the relevant statutory certificate
  • Checks whether any compensating measures required as a condition of the exemption are actually being carried out
  • Establishes that an exemption granted for a temporary defect hasn't quietly become permanent practice past its stated validity
  • MasterChief Officer
    What the Inspector Expects
  • Confirms any postponement of a survey beyond its due window under SOLAS I/14 or class rules was formally agreed by the Administration or RO in advance, not decided unilaterally onboard
  • Verifies a postponed survey was completed at the first reasonable opportunity rather than deferred indefinitely
  • Checks that a postponed survey hasn't cascaded into missing the window for the next scheduled survey
  • Establishes that postponement was genuinely due to unavailability of survey facilities, not a cost or scheduling convenience
  • MasterChief EngineerChief Officer
    What the Inspector Expects
  • Distinguishes a properly issued Electronic Certificate under the flag State's or RO's e-certificate framework from a simple scanned PDF of a paper certificate
  • Confirms electronic certificates carry a verifiable digital signature, QR code, or link to the issuing authority's online verification portal
  • Checks a backup or print capability exists onboard in case internet access is unavailable during an inspection
  • Verifies access to the electronic certificate system isn't controlled solely by an officer who has since signed off
  • MasterChief OfficerETO
    What the Inspector Expects
  • Establishes a dual-layer tracking system: shore-side fleet/technical software plus an onboard master list, consistent with ISM Code Section 11 document control expectations
  • Confirms tracking responsibility is assigned to a named person, not left ambiguous between Master and the DPA's office
  • Checks a realistic lead time (commonly 60-90 days) is built in before expiry so a renewal survey can be scheduled at a suitable port
  • Verifies onboard and shore-side expiry records actually agree with each other for the same certificate
  • MasterChief Officer
    What the Inspector Expects
  • Confirms a routine cross-check exists comparing certificate header data against the vessel's actual current particulars
  • Establishes that class conversions, tonnage re-measurements, or ownership changes are reflected across every affected certificate, not just the Certificate of Registry
  • Checks engine power or principal dimensions on older certificates against any subsequent derating, upgrade, or modification
  • Ties into ISM Code Section 11 expectations for accuracy and currency of controlled records
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Verifies the vessel carries current consolidated texts, paper or approved electronic, reflecting the latest IMO amendments in force
  • Checks a system exists for tracking new amendment circulars or supplements as they're issued rather than relying on a static edition
  • Distinguishes reference publications from statutory certificates, ensuring both are treated as controlled documents
  • Establishes whether the bridge and office publication inventories are consistent with each other
  • MasterChief Officerall deck officers
    What the Inspector Expects
  • Confirms the current edition of ISGOTT and MEG4 is onboard and actively referenced in the SMS's cargo and mooring procedures, not just kept as a shelf reference
  • Checks toolbox talks or briefings reflect current-edition changes, such as MEG4's mooring line management and snap-back zone guidance
  • Verifies deck officers can identify specific ISGOTT chapters relevant to current operations, such as static electricity precautions or enclosed space entry
  • Establishes whether mooring line and tail inventories have been reassessed against MEG4's minimum breaking load recommendations
  • MasterChief Officer2nd Officer
    What the Inspector Expects
  • Confirms compliance with SOLAS V/27, requiring charts and nautical publications to be adequate and up to date for the intended voyage
  • For ENC-based ECDIS, verifies an active permit or licence with the chart provider and a logged history of weekly update applications
  • For paper charts or backup folios, confirms the Notice to Mariners correction log is current and folio coverage matches the trading area
  • Checks the voyage plan against actual chart/ENC coverage for the intended route, including alternate and emergency ports
  • MasterChief Officer2nd Officer
    What the Inspector Expects
  • Confirms Oil Record Book Part I (and Part II for tankers' cargo/ballast operations) entries are made within 24 hours of each operation and signed per MARPOL Annex I Reg 17
  • Verifies Garbage Record Book entries under MARPOL Annex V Reg 10 cover every disposal or incineration event, with the Master's periodic review evident
  • Checks entries reconcile against independent evidence such as sludge/bilge tank soundings, incinerator running hours, and port reception facility receipts
  • Establishes that entries appear contemporaneous rather than batch-completed well after the operations occurred
  • Chief Engineer2nd EngineerMaster
    What the Inspector Expects
  • Confirms deck and engine log books are maintained as a contemporaneous, legible, continuous record of navigation and engine room events consistent with good record-keeping practice
  • Checks entries aren't torn out, whited-out, or rewritten, and that corrections follow a proper single-line-strike-and-initial method
  • Verifies key statutory events, such as drills, position fixes, and fuel changeovers, are actually present, not just routine administrative entries
  • Cross-references key events between the log book and other records, such as fuel changeover timing against the Bunker Delivery Note
  • MasterChief Officer2nd Officer
    What the Inspector Expects
  • Confirms gyro and magnetic compass errors are checked and recorded at each watch or change of course by amplitude, azimuth, or transit bearing, consistent with good navigational practice
  • Verifies the magnetic compass deviation card is current and reflects any equipment changes near the compass
  • Checks the GMDSS radio log records daily equipment tests, battery capacity checks, and any distress or urgency traffic consistent with SOLAS Chapter IV requirements
  • Establishes that entries are made by the watchkeeping officer at the time, not reconstructed afterward
  • Master2nd Officer3rd Officer
    What the Inspector Expects
  • Confirms ISM Code Section 11 requirements that documents be reviewed, approved, and controlled so only current-revision documents are available at points of use
  • Verifies obsolete documents are promptly removed or clearly marked, not left circulating alongside the current revision
  • Checks the Master's periodic SMS review, linked to ISM Code Section 12, produces genuine findings rather than a routine signature
  • Establishes whether a distribution and acknowledgment trail exists whenever a procedure changes
  • MasterChief Officer