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General Information

Vessel particulars, documentation, and general information — 18 questions

GI-01

Walk me through how you keep the vessel's Harmonised Vessel Particulars Questionnaire current, and can you show me today's version alongside the supporting certificates it's built from?

What the inspector looks for
Objective

Vessel Particulars & Pre-Inspection Questionnaire Accuracy — HVPQ particulars accuracy check

What the Inspector Expects
  • Confirms HVPQ (Q88-style) data reflects the vessel's actual current particulars, cross-checked against Certificate of Registry, Tonnage Certificate, IOPP, and classification certificates
  • Establishes SOLAS Ch. I survey/certification data (GT, NT, deadweight, draft) matches the figure quoted in the HVPQ, not a stale figure carried from delivery
  • Checks ownership under ISM Code Section 3 scope of DOC matches the HVPQ's declared operator/manager fields
  • Verifies a named responsible person (office or onboard) owns the update process rather than the document being edited ad hoc
  • MasterChief OfficerChief Engineer
    GI-02

    Can you show me the vessel's IMO number, call sign, and gross tonnage on the Certificate of Registry, and confirm the same figures appear identically on the Safety Management Certificate, DOC, and classification certificates?

    What the inspector looks for
    Objective

    Vessel Particulars & Pre-Inspection Questionnaire Accuracy — Certificate identity data consistency

    GI-03

    After the last dry-dock or any structural modification, what triggered an update to the vessel particulars questionnaire, and how do you confirm nothing was missed?

    What the inspector looks for
    Objective

    Vessel Particulars & Pre-Inspection Questionnaire Accuracy — HVPQ update after modification

    GI-04

    Who is the registered owner, who is the DOC holder, and who is the technical manager for this ship, and can you show me those three names matching across the Certificate of Registry, the DOC, and the SMC?

    What the inspector looks for
    Objective

    Ownership, DOC Holder & SMS Company Consistency — Owner, DOC, manager consistency

    GI-05

    Does the Safety Management Certificate on this ship sit under the same Document of Compliance as the company actually running the SMS you use day to day, and how would you demonstrate that?

    What the inspector looks for
    Objective

    Ownership, DOC Holder & SMS Company Consistency — SMC/DOC same company check

    GI-06

    Where in the DOC does it confirm this specific ship type is covered, and how do you know the endorsement hasn't lapsed?

    What the inspector looks for
    Objective

    Ownership, DOC Holder & SMS Company Consistency — DOC ship-type scope coverage

    GI-07

    Can you show me the current officer matrix, and confirm every name, rank, and join date on it matches exactly who is actually standing watch on this ship today?

    What the inspector looks for
    Objective

    Officer Matrix & Crew List Accuracy — Officer matrix vs actual crew

    GI-08

    Walk me through how the crew list is produced and kept accurate, and match every entry against passports, seaman's books, and visas currently held onboard.

    What the inspector looks for
    Objective

    Officer Matrix & Crew List Accuracy — Crew list document accuracy

    GI-09

    How far in advance is the officer matrix updated when a relief is planned, and can you show me it was actually revised before, not after, the last crew change took place?

    What the inspector looks for
    Objective

    Officer Matrix & Crew List Accuracy — Matrix updated ahead of relief

    GI-10

    Can you produce the vessel's particulars for the last three port calls, including cargoes carried and any operational issues, without needing to search through multiple log books?

    What the inspector looks for
    Objective

    Voyage, Cargo History & Ship's Drawings — Recent port call records

    GI-11

    What was the last cargo carried, in which tanks, and can you show me that matching the Cargo Record Book or Oil Record Book entries and the tank cleaning status since discharge?

    What the inspector looks for
    Objective

    Voyage, Cargo History & Ship's Drawings — Last cargo record book match

    GI-12

    Can you show me the General Arrangement plan, fire control plan, and capacity plan for this ship, and confirm they reflect the vessel exactly as it is today?

    What the inspector looks for
    Objective

    Voyage, Cargo History & Ship's Drawings — GA, fire, capacity plans current

    GI-13

    After the last conversion or major structural modification, how did the approved drawings and plans onboard get updated, and can you show me the class or flag approval for those changes?

    What the inspector looks for
    Objective

    Voyage, Cargo History & Ship's Drawings — Plans updated post-modification

    GI-14

    What is the vessel's current class status, and can you demonstrate that no survey, including any class-imposed short-interval or overdue item, is currently outstanding?

    What the inspector looks for
    Objective

    Class Status & Conditions of Class — Class status and overdue surveys

    GI-15

    Are there any current conditions of class, recommendations, or memoranda on this vessel, and can the Master and Chief Engineer each explain what they are and what's being done to close them?

    What the inspector looks for
    Objective

    Class Status & Conditions of Class — Conditions of class awareness

    GI-16

    Where is this vessel in its continuous machinery and hull survey cycle, and how do you make sure individual items due this year don't get missed among everything else going on?

    What the inspector looks for
    Objective

    Class Status & Conditions of Class — Continuous survey cycle status

    GI-17

    Can you walk me through the vessel's Port State Control and vetting inspection history over the last 12 months, and show me evidence that every deficiency or observation raised was actually closed out, not just recorded as closed?

    What the inspector looks for
    Objective

    Vetting/PSC History & Emergency Contact Details — PSC and vetting history closure

    GI-18

    Where are the vessel's and company's emergency contact details posted onboard, and are they current enough that someone unfamiliar with the ship could use them right now in a real emergency?

    What the inspector looks for
    Objective

    Vetting/PSC History & Emergency Contact Details — Emergency contact details posted

    Chapter 2
    What the Inspector Expects
  • Establishes the ship's identity data is internally consistent across all statutory documents per SOLAS Ch. XI-1 Reg 3 (permanent IMO ship identification number)
  • Confirms name, port of registry, and call sign changes (if any) have been carried through to every certificate, not just the Certificate of Registry
  • Checks the Continuous Synopsis Record under SOLAS Ch. XI-1 Reg 5 reflects the vessel's current flag, name, owner, and company history without gaps
  • Verifies senior officers can explain any discrepancy, such as a recent flag change, rather than being unaware it exists
  • MasterChief Officer
    What the Inspector Expects
  • Confirms a defined trigger, such as dry-dock completion, conversion, or coating renewal, exists for refreshing HVPQ data, rather than relying on an annual calendar reminder alone
  • Establishes cargo/ballast pump capacities, tank coating type and age, and inert gas system particulars are updated to match the as-fitted condition
  • Checks the update is cross-verified against class society survey reports and the vessel's approved drawings
  • Verifies the responsible shore-based person, such as a technical superintendent, signs off the revised HVPQ
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Establishes the distinct roles of registered owner, ISM DOC-holding Company, and technical manager (where different) are correctly identified and not conflated
  • Confirms the SMC correctly names the Company as defined in ISM Code Section 1.1.2, matching the DOC it was issued against
  • Checks the Continuous Synopsis Record's company entries agree with the certificates rather than reflecting an outdated management structure
  • Verifies crew can explain the actual management arrangement rather than reciting a memorized name
  • MasterChief Officer
    What the Inspector Expects
  • Confirms the SMC was issued to the ship under a valid DOC held by the Company as defined in ISM Code Section 1.1.2, per the certification scope of ISM Code Section 3
  • Establishes the SMS manuals, forms, and procedures onboard bear the same Company name as the DOC, not a legacy or sister-company SMS
  • Checks that if the ship recently changed managers, both the DOC and SMC were reissued in the correct sequence, not just one of the two
  • Verifies the DOC's ship-type endorsement actually covers this vessel's type
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms the DOC's annexed list of ship types and its own validity date cover the vessel currently, per ISM Code Section 13 certification requirements
  • Establishes a copy of the DOC, or a certified extract, is carried onboard as required, distinct from the SMC
  • Checks annual DOC verification/endorsement has been carried out and is not overdue
  • Verifies crew know the difference between the DOC and SMC and can locate both
  • MasterChief Officer
    What the Inspector Expects
  • Establishes the officer matrix or manning/complement list posted onboard is a live document reflecting the actual current complement, not a template carried over from a previous voyage
  • Confirms join/sign-off dates on the matrix agree with the crew list and any recent crew change report
  • Checks the matrix distinguishes permanent complement from any supernumerary, cadet, or rider crew onboard
  • Verifies the person responsible for updating the matrix after every crew change is clearly identified in the SMS
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms the official crew list used for port/immigration clearance matches the people physically onboard, their nationality, and rank as shown in their documents
  • Establishes a defined process for reconciling the crew list rather than it being generated once and never checked again
  • Checks discrepancies between crew list rank and actual duties performed are identified and explained
  • Verifies the crew list is reissued promptly after every sign-on/sign-off, not batched to the next port call
  • MasterChief Officerall crew
    What the Inspector Expects
  • Establishes the matrix is a forward-looking planning and record document, updated ahead of a scheduled relief rather than retrospectively adjusted for an inspection
  • Confirms rank continuity, with no gap where a senior position shows as vacant or doubly filled during handover
  • Checks handover overlap periods, if any, are correctly reflected rather than the matrix showing only one name at a time
  • Verifies the matrix ties back to the company's crew planning/rotation system, not a document maintained independently onboard
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms voyage and port-call history is readily retrievable in a consolidated form as evidence of organized record-keeping
  • Establishes consistency between the deck log, cargo documentation, and any voyage report submitted to the office for the same calls
  • Checks that operational issues from recent calls, such as delays or defects, are captured and traceable rather than buried only in daily log entries
  • Verifies the information matches what would be quoted in the HVPQ's recent trading history fields if the company maintains one
  • MasterChief Officer
    What the Inspector Expects
  • Confirms the last-cargo information stated verbally matches the statutory record book entries, whether Cargo Record Book or Oil Record Book Parts I/II, as required under MARPOL
  • Establishes tank allocation, grade, and quantity for the last cargo are consistent across the record book, ullage/loading report, and any tank status board
  • Checks current tank cleanliness/gas-free status is correctly tied to the actual last cargo carried, relevant to safe entry and next-cargo compatibility decisions
  • Verifies the record book is up to date to the current date, not left unfinished pending the next port
  • MasterChief OfficerPumpman
    What the Inspector Expects
  • Confirms the General Arrangement, fire control, and capacity plans carried onboard under SOLAS Ch. II-1 and II-2 are the approved, as-built versions and not an earlier design revision
  • Establishes fire control plan symbols and equipment locations match what is physically installed, since this plan is also referenced by shore fire-fighting parties
  • Checks capacity plan tank capacities and sounding tables are consistent with the vessel's current loading computer data
  • Verifies a duplicate fire control plan set is stored in the designated weatherproof enclosure for shore fire-fighting use, where required
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms structural modifications went through class/flag approval and the resulting as-fitted drawings replaced the superseded plans onboard
  • Establishes a documented trail linking the modification, its approval, and the physical plan replacement onboard
  • Checks that any modification affecting stability or capacity data was reflected in an updated or re-approved loading computer and capacity plan
  • Verifies senior officers know where the most recent approved revision is filed and are not still referencing a pre-modification set
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms all classification certificates are valid and no survey, whether annual, intermediate, or renewal, is overdue per SOLAS Ch. I survey and certification requirements as implemented by the class society acting for the flag
  • Establishes the crew can produce the class society's confirmation of class or status letter, not just the certificates themselves, since the letter shows any outstanding items
  • Checks that any short-interval survey requirement is tracked with its own due window
  • Verifies senior officers understand what class status documentation exists and where to find it, rather than assuming valid certificates alone tell the whole story
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms senior officers are personally aware of any open condition of class, recommendation, or memorandum, rather than relying on the office to know while the ship is uninformed
  • Establishes each open item has a defined closure plan, responsible party, and due date, consistent with the class society's own tracking
  • Checks that conditions carrying an operational restriction, such as reduced cargo, speed, or draft limits, are actually being observed onboard
  • Verifies the SMS non-conformity or defect-tracking system cross-references the class conditions so they aren't tracked in two disconnected places
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms the vessel's continuous survey system status is actively tracked, showing which items were surveyed, which remain, and the cycle's overall due date
  • Establishes a practical onboard process, such as a survey planner or class society portal, for flagging upcoming items well before they fall due
  • Checks that items surveyed are properly closed out in the class record, not just completed physically without formal survey attendance
  • Verifies engine room and deck teams both know which of their equipment items fall under the current cycle
  • Chief Engineer2nd EngineerChief Officer
    What the Inspector Expects
  • Confirms senior officers can summarize recent PSC and vetting inspection outcomes, including any detentions, without relying solely on the office to supply the history
  • Establishes closure of each deficiency or observation is evidenced by an actual corrective record, such as a repair or retraining, rather than a status field simply marked closed
  • Checks recurring deficiency or observation types across multiple inspections are recognized as a pattern and addressed at the root cause, not treated as isolated events
  • Verifies PSC and vetting findings are cross-referenced against the SMS non-conformity system so lessons feed back into procedures
  • MasterChief OfficerChief Engineer
    What the Inspector Expects
  • Confirms vessel identity and emergency contact information, including the Master's name, satellite numbers, DPA contact, and company 24-hour emergency number, is posted and current
  • Establishes the Designated Person Ashore contact details required under ISM Code Section 4 are posted and match the current DPA, not a predecessor no longer in the role
  • Checks that communication equipment call signs/numbers listed match what is actually fitted and active
  • Verifies the same current details are also reflected in the Continuous Synopsis Record and any shore-side emergency contact list held by charterers or agents
  • MasterChief Officerall crew